Foundation

The Foundation series by Isaac Asimov is a seminal series in the history of science fiction. Unlike other series of its day, it is focused on dialogue rather than action. Although the Foundation series was not the first to be planned out.. The Lensmen series by E. E. "Doc" Smith has that honor, but whereas that series uses military escalation on an exponential scale to lead to the final confrontation between cosmic Good and Evil, the Foundation series shows a gradual plan to reduce the Interregnum between the First and Second Galactic Empire from thirty millennia to a mere one thousand years. The escalation in the Lensmen series is wholly military and quite repetitive, while the progression in the Foundation series takes abrupt turns but also maintains its central conceit. The later books of the Foundation series explore the fatal flaws of the previous Foundation books, but this post is about the first book, also called Foundation.

Foundation is a compilation of  the first four stories in this universe, plus a framing story that functions as an introduction. In-universe, there is already a framing device, the Encyclopedia Galactica, which manages to be simultaneously the most intriguing and the most frustrating reference guide created up to that date. It is a literary device that places much (but not all) of the exposition otherwise delivered in Golden Age science fiction by the designated mouthpiece, thus stopping the flow of the story, into a format in which exposition is expected but not conducive to a dialogue format. The inspiration for the Encyclopedia Galactica was Gibbon's Decline and Fall of the Roman Empire, which does indeed have this style of dialogue. At the same time, however, the necessities of drama create lacunae where a real encyclopedia would be at its most useful.

The framing story, "The Psychohistorians" a recounting of the young mathematical star Gaal Dornick with the elderly and illustrious Hari Seldon, founder of psychohistory, is more substantial than many framing stories for other collections that followed. It fleshes out the nature of the Empire at the time of the foundation of the planet Terminus at the edge of the galaxy. The composition of the Encyclopedia, a massive undertaking in a Galactic society more than twelve millennia old, is used as the rationale for kickstarting the process of a shortened interregnum. Dornick, Seldon, and the Commissioner of Public Safety Chen are adequately sketched out for a framing story, but there is not extensive characterization. If you do want a fleshed-out version of the founder of psychohistory, you should read Prelude to Foundation and Forward the Foundation, two books written in the twilight of Asimov's life. The details of Trantor, the Imperial capital, have not weathered well scientifically, and were subject to revision by Asimov himself in the aforementioned books. The story is well-written, but does not have the punch that the individual stories have.

The second story in the collection and the first published, "The Encyclopedists", lays out the important concepts of the Foundation series. The Empire is losing control of the Periphery, although it has not yet admitted to it. Scientific research is dead - the current generation of 'scholars' considers reading the secondary sources adequate. Even the Encyclopedia Galactica is a compilation of previous knowledge - possibly an inspiration for the Library in David Brin's Uplift Universe? The Encyclopedia Foundation on Terminus, despite its own regurgitation, is actually in a better condition than its neighboring kingdoms, where technology appears to have gone into freefall. The characters of the Foundation series are neither heroes nor villains, but merely people who have convictions upon which they act. Salvor Hardin is not a good man, but he is the man Terminus needs. Pirenne, the chief Encyclopedist, is a straw man. Lord Dorwin not only shows the absence of original research in the Empire but also speaks with an comic accent that would be unacceptable today. The conclusion of the story is not really a conclusion - the deus ex machina, provided by a holographic Hari Seldon, confirms Hardin's authority over Pirenne's, but does not explicitly provide the answer to the Seldon Crisis (another concept which this first story fleshes out), a situation that has developed until there is only one solution. The story ends with the statement that the solution to this crisis is obvious; the answer is not given until the second story. This is fine in the current collected edition, but it would be enormously frustrating to contemporary readers who, one presumes, were not informed that this was the first part of a planned series! Thus "The Encyclopedists" is a framing story that establishes a new universe through two forms of exposition and does not contain a proper ending. And yet it sold well enough to justify a sequel!

The third story in the collection, "The Mayors", explores the use of religion as a coercive force. As stated above, the solution to the first story is given in the second: Terminus now controls the surrounding kingdoms by cloaking technology in the guise of religion. The upper classes of the kingdoms, in turn, control their populaces by using the technological religion. The older generation does not believe in the religion except as a means to power, but the younger generation, raised in an atmosphere soaked in this religion, is not so confident. Religion within the Kingdom of Anacreon becomes a proxy for a power conflict, in homage to Byzantine politics. The floating throne is also a Byzantine contribution (although the Byzantine mechanism was obviously not nuclear). Hardin, as a representative of Terminus, understands the power of religion in Anacreonian society and uses it to defuse the political crisis. Hardin's character has not changed in the thirty years since "The Encyclopedists". He is still a pragmatist leading a government that pretends to be idealist. The Regent of Anacreon, an ambitious man in the guise of a pragmatist, is strongly implied to have murdered the late King of Anacreon. The teenaged and as-yet uncrowned new King of Anacreon, Lepold I, understands the benefits of power but not the delicate balance that entails. This story, at least, ends with a proper conclusion.

The fourth story in the collection, "The Traders", takes place at a later time, when the states beyond the original Four Kingdoms have seen the dependence that the Foundation's religions have created within the Four Kingdoms. Several states have banned missionaries lest their states follow the Four Kingdom's descent. The principal of this story, Ponyets, a trader motivated by profit rather than patriotism or religious zeal, is not from Terminus, a reject from a seminary. The citizens of Termius still do not think of him as "one of them." Ponyets is sent on a mission to Askone, a region which forbids the use of atomics, the very technology in which the Foundation specializes. Fortunately for our protagonist, greed is universal and blackmail is a time-tested tool. The Askonian Grand Master would lose his life if he revealed the hypocritical source of his new wealth. At the same time, however, the scalability of Foundation technology, or rather, lack thereof, indicates that this brand of snake oil salesmanship can no longer be a primary tool in the rise of the Foundation.

The fifth story in the collection, "The Merchant Princes", shows the rise of the merchants over the mayors and the priests, exemplified by our protagonist, Hober Mallow. The Four Kingdoms no longer have any pretence of power - its governments are now part of the Foundation Convention and the nobles are disinherited. Mallow is dispatched to the Republic of Korell, a de facto hereditary dictatorship. Mallow passes a test involving a trespassing missionary using his knowledge of the Seldon Plan. This makes Mallow look bad to the Foundation populace but endears him to the Commdor of Korell. The limited power source of Foundation technology, a liability in "The Traders", is an advantage here, since the Commdor wants to sell atomic beads as jewelry, and an expiration date guarantees repeat customers. The more important feature for the Foundation universe in this store, however, is the realization that the Empire is still at the center of the galaxy and still powerful. Mallow visits Siwenna, a planet on the edge of the current Empire whose history illustrates the weaknesses of Imperial power - the generals of the Empire are more interested in stripping the provinces of raw materials than keeping order, so the general populace cannot rely on even a minimum of security. This story also features the first contact between the Foundation's miniaturized technology and the Imperial technology, which still uses bulky materials as though it still controlled the entire galaxy. The discovery of the existence and power of the Empire leads Mallow to the conclusion that the Foundation will not win against the Empire in its current political configuration, but first he must survive the legal challenge that his handing over of the false missionary has precipitated on Terminus. So there is another change in the government of the Foundation, and a shift from survival in a world of petty states to anticipation of a conflict with an equal or greater power which is not susceptible to the previously used means of control.

Since this is the Foundation universe, military force is less important than sociology, but the Imperial illustration of that must wait until the next collection, Foundation and Empire (one of the tricky aspects of the original Foundation trilogy has Second Foundation as the third book!).